Responsibilities:

• Co-ordinate meetings and documentation of review and examination of audit / compliance / regulators 
• Monitor, track and follow up the audit and compliance logs 
• Coordinate replies to findings of audit / compliance / regulators
• Follow up implementation of recommendations of audit / compliance / regulators
• Assist Compliance Officer in coordinating, promoting, and implementing compliance requirements
• Report all incidents of regulatory / compliance breaches or audit findings on regulatory compliance
• Coordinate and monitor implementation of AML/CFT policy, controls and procedures 
• Track and report issues and significant matters relating to AML/CFT development, compliance tests or audit 
• Monitor operational compliance by reviewing regulations, internal policy and procedures pertinent to the department’s activities and operations and formulating mechanisms and procedures to monitor its compliance
• Formulate and review checklists, logs or reports that capture daily non-compliant activities / transactions relating to regulations, internal policy and procedures and report to Department Head

Requirement:

• University degree in Banking, Finance or Business related disciplines
• At least 5 years’ relevant experience in compliance and/or audit in banking services or finance industry with ECF AML/CFT qualification OR AAMLP / CAMLP certification
• Familiar with banking regulations, processes / products knowledge and procedure monitoring/controls
• Good interpersonal, analytical and presentation skills
• Ability to analyze and consolidate different ideas and opinions
• Proficiency in both written and spoken English, Chinese

(Candidates with less experience may be considered for the post of Assistant Manager / Senior Officer)

Attractive remuneration package will be offered to the right candidate. Please apply with full resume stating present & expected salary and contact phone number to The Human Resources Manager, 10/F, 161 Queen’s Road Central, Hong Kong. Please quote the reference.

Personal data collected will be used for recruitment purpose only. For more information, please visit our website: http://www.ocbcwhhk.com.